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A dialogue on The real key results from your evaluation and reactions to the results. The Pathway Ahead

OSC team will likely be Chatting with members of Sprint Senior Treatment about fraud prevention, deciding on and dealing with an advisor and how to make extra knowledgeable conclusions. More info

 

 

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OSC personnel will likely be speaking to newcomers at the New Canadians Centre that will help them know wherever to discover unbiased economic details, what thoughts to check with just before they commit and the warning signs of fraud. Additional information

OSC staff members is going to be Chatting with users with the Telecom Pioneer Club about fraud avoidance, working with an advisor and how to make a lot more educated monetary choices.

Obtain recognition of crucial deficiencies determined throughout compliance assessments as well as EMD issues and initiatives which the Compliance and Registrant Regulation branch centered on in the course of the 12 months.

Chief compliance officers and ultimate selected people of registrants. Folks associated with the day-to-working day compliance functions at registrant companies who connect registration specifications to registered persons.

 

 

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Reps from the Ombudsman for Banking Companies and Investments (OBSI) will explain the Group, the complaints managing process and also other pertinent information that dealers and advisers ought to pay attention to as new members of OBSI.

Gain Perception into how a registrant can proficiently oversee its company vendors so as to meet up with its obligation of basics being responsible and accountable for that work done by services providers.

 

 

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OSC personnel is going to be speaking in a Seniors luncheon about financial commitment fraud safety. Seniors will understand to recognize the purple flags of fraud in addition to listen to about some frequent varieties of fraud.

OSC personnel will be speaking with the David Durward Centre about financial commitment fraud avoidance, inquiries to ask before you spend and exactly where to find unbiased info.

 

 

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Folks and advisors of private providers thinking of likely general public might need to attend to find out about ongoing general public firm necessities

Attend the OSC's Trader presentation, Protect Your cash to study fraud avoidance, picking and dealing with an advisor and the way to make much more informed investing selections.

 

 

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This seminar will introduce the latest amendments for the regulatory needs for venture issuers.

OSC team will likely be speaking to newcomers about saving and investing, fraud prevention and in which to discover unbiased information.

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